FINRA sanctions Trillium Brokerage Services, Director of Trading, Chief Compliance Officer, and Nine Traders $2.26 Million for Illicit Equities Trading Strategy. This is probably only the tip of an iceberg and investors will not be able to have confidence in the workings of securities markets until high-frequency trading is properly supervised and regulated.
13/10/2010
On Friday, Reuters shared takeaways from an interview with David Woodcock,
Director of the SEC’s Division of Enforcement. His remarks were focused on
AI-en...
17 hours ago
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