FINRA sanctions Trillium Brokerage Services, Director of Trading, Chief Compliance Officer, and Nine Traders $2.26 Million for Illicit Equities Trading Strategy. This is probably only the tip of an iceberg and investors will not be able to have confidence in the workings of securities markets until high-frequency trading is properly supervised and regulated.
13/10/2010
We wrap things up in Las Vegas today with our “22nd Annual Executive
Compensation Conference.” We held our “Proxy Disclosure Conference”
yesterday. Here’s ...
3 hours ago
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