FINRA sanctions Trillium Brokerage Services, Director of Trading, Chief Compliance Officer, and Nine Traders $2.26 Million for Illicit Equities Trading Strategy. This is probably only the tip of an iceberg and investors will not be able to have confidence in the workings of securities markets until high-frequency trading is properly supervised and regulated.
13/10/2010
The SEC’s decision to change its policy on mandatory arbitration bylaws has
received favorable reviews from public companies and their advisors, but
this M...
21 hours ago
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