FINRA sanctions Trillium Brokerage Services, Director of Trading, Chief Compliance Officer, and Nine Traders $2.26 Million for Illicit Equities Trading Strategy. This is probably only the tip of an iceberg and investors will not be able to have confidence in the workings of securities markets until high-frequency trading is properly supervised and regulated.
13/10/2010
Yesterday, the SEC announced that current Gibson Dunn partner Jim Moloney
has been named the new Director of the Division of Corporation Finance. Mr.
Molon...
5 hours ago
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