FINRA sanctions Trillium Brokerage Services, Director of Trading, Chief Compliance Officer, and Nine Traders $2.26 Million for Illicit Equities Trading Strategy. This is probably only the tip of an iceberg and investors will not be able to have confidence in the workings of securities markets until high-frequency trading is properly supervised and regulated.
13/10/2010
Yesterday, Corp Fin issued six new and two revised CFIs. With the exception
of one CFI addressing the timing of Form 4 filings for transactions on a
foreig...
19 hours ago
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