FINRA sanctions Trillium Brokerage Services, Director of Trading, Chief Compliance Officer, and Nine Traders $2.26 Million for Illicit Equities Trading Strategy. This is probably only the tip of an iceberg and investors will not be able to have confidence in the workings of securities markets until high-frequency trading is properly supervised and regulated.
13/10/2010
That was fast. Yesterday, in response to the Working Group recommendations
from mid-week, SEC Chair Paul Atkins unveiled the launch of the
Commission’s “Pr...
2 days ago
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