FINRA sanctions Trillium Brokerage Services, Director of Trading, Chief Compliance Officer, and Nine Traders $2.26 Million for Illicit Equities Trading Strategy. This is probably only the tip of an iceberg and investors will not be able to have confidence in the workings of securities markets until high-frequency trading is properly supervised and regulated.
13/10/2010
I blogged a few months ago that the SEC and Ripple Labs settled the civil
enforcement action that the Commission launched back in December 2020. The
settle...
17 hours ago
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