FINRA sanctions Trillium Brokerage Services, Director of Trading, Chief Compliance Officer, and Nine Traders $2.26 Million for Illicit Equities Trading Strategy. This is probably only the tip of an iceberg and investors will not be able to have confidence in the workings of securities markets until high-frequency trading is properly supervised and regulated.
13/10/2010
The Monday after the SCOTUS decision in Learning Resources v. Trump, Liz
shared implications of the decision for disclosure outside the financial
statement...
16 hours ago
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