FINRA sanctions Trillium Brokerage Services, Director of Trading, Chief Compliance Officer, and Nine Traders $2.26 Million for Illicit Equities Trading Strategy. This is probably only the tip of an iceberg and investors will not be able to have confidence in the workings of securities markets until high-frequency trading is properly supervised and regulated.
13/10/2010
Earlier this month, the PCAOB announced that it had issued for public
comment a proposal regarding public reporting of standardized firm and
engagement met...
5 hours ago
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